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-   -   Smells like type acceptance (https://www.radiobanter.com/policy/26629-smells-like-type-acceptance.html)

JJ July 14th 03 09:52 AM



K0HB wrote:
I was under the impression (apparently mistaken?) that a licensed
amateur could possess any sort of equipment (commercial, homebrew,
converted surplus) or whatever. I know of no rule against MODIFICATION
of equipment, even if that modification permits operation outside the
amateur bands. The rules properly speak to signal purity, staying
inside the assigned bands, etc., etc., but do NOT seem to prohibit
modifications of factory-built equipment. (In fact, I could probably
make an argument that the FCC rules ENCOURAGE tinkering and
experimentation of this sort!)

However I note the FCC has required at least one licensed ham, Michael
V. Swift, KG6QOB, to restore a rig to "original manufacturer's
specifications".

("You are directed to have the transceiver returned to the original
manufacturer's specifications by reinstalling the jumper wire which
the cutting or removal of permits operation outside the amateur bands.
The jumper wire must be repaired or installed, and encapsulated with
epoxy or similar material to preclude future modification. After the
repair is completed you are directed to bring the transceiver to this
office so that the repair can be confirmed and related technical
measurements can be made.

You have until July 7, 2003 to respond to this inquiry and to provide
the repaired transceiver for inspection.")

While I understand the reason for the action (malicious interference
and false distress signals on marine frequencies), it strikes me that
this particular remedy is not supported by the law, and might set a
precedent for de facto "type acceptance" in the Amateur Radio service.

What say, ye lawyerly types?

73, de Hans, K0HB


I would guess that if you snipped the wire in your transceiver to
open it up to receive and transmit on all HF frequencies, but you
never transmitted out of the ham bands, no one will ever know or
say anything to you about it.


K0HB July 14th 03 06:45 PM

Smells like type acceptance
 
I was under the impression (apparently mistaken?) that a licensed
amateur could possess any sort of equipment (commercial, homebrew,
converted surplus) or whatever. I know of no rule against MODIFICATION
of equipment, even if that modification permits operation outside the
amateur bands. The rules properly speak to signal purity, staying
inside the assigned bands, etc., etc., but do NOT seem to prohibit
modifications of factory-built equipment. (In fact, I could probably
make an argument that the FCC rules ENCOURAGE tinkering and
experimentation of this sort!)

However I note the FCC has required at least one licensed ham, Michael
V. Swift, KG6QOB, to restore a rig to "original manufacturer's
specifications".

("You are directed to have the transceiver returned to the original
manufacturer's specifications by reinstalling the jumper wire which
the cutting or removal of permits operation outside the amateur bands.
The jumper wire must be repaired or installed, and encapsulated with
epoxy or similar material to preclude future modification. After the
repair is completed you are directed to bring the transceiver to this
office so that the repair can be confirmed and related technical
measurements can be made.

You have until July 7, 2003 to respond to this inquiry and to provide
the repaired transceiver for inspection.")

While I understand the reason for the action (malicious interference
and false distress signals on marine frequencies), it strikes me that
this particular remedy is not supported by the law, and might set a
precedent for de facto "type acceptance" in the Amateur Radio service.

What say, ye lawyerly types?

73, de Hans, K0HB

David Robbins July 14th 03 08:09 PM


"K0HB" wrote in message
om...
I was under the impression (apparently mistaken?) that a licensed
amateur could possess any sort of equipment (commercial, homebrew,
converted surplus) or whatever. I know of no rule against MODIFICATION
of equipment, even if that modification permits operation outside the
amateur bands. The rules properly speak to signal purity, staying
inside the assigned bands, etc., etc., but do NOT seem to prohibit
modifications of factory-built equipment. (In fact, I could probably
make an argument that the FCC rules ENCOURAGE tinkering and
experimentation of this sort!)

However I note the FCC has required at least one licensed ham, Michael
V. Swift, KG6QOB, to restore a rig to "original manufacturer's
specifications".

("You are directed to have the transceiver returned to the original
manufacturer's specifications by reinstalling the jumper wire which
the cutting or removal of permits operation outside the amateur bands.
The jumper wire must be repaired or installed, and encapsulated with
epoxy or similar material to preclude future modification. After the
repair is completed you are directed to bring the transceiver to this
office so that the repair can be confirmed and related technical
measurements can be made.

You have until July 7, 2003 to respond to this inquiry and to provide
the repaired transceiver for inspection.")

While I understand the reason for the action (malicious interference
and false distress signals on marine frequencies), it strikes me that
this particular remedy is not supported by the law, and might set a
precedent for de facto "type acceptance" in the Amateur Radio service.

What say, ye lawyerly types?

73, de Hans, K0HB


since the interference was on marine frequencies it would sound like the
sanction was not specifically aimed at his actions as an amateur licensee.
but rather it was in his guise as a marine radio operator who's radios must
be type accepted and can not be modified that he was penalized. that he
also happened to be a ham was probably secondary, though there is precedent
for non-amateur activities causing the fcc to cancel or not renew amateur
licenses. if he had modified the radio and used it on amateur frequencies
to cause interference there would probably not have been a requirement to
'fix' the radio unless maybe if the modification had caused excessive signal
bandwidth or out of band spurs... and then it would probably have been a
requirement to make the radio conform to amateur specifications for
bandwidths and spurious emissions rather than back to the manufacturer
specs. i would say he got off easy, the fcc could have just confiscated the
equipement, canceled his license, and fined him and been done with it.






N2EY July 14th 03 10:44 PM

(K0HB) wrote in message . com...
I was under the impression (apparently mistaken?) that a licensed
amateur could possess any sort of equipment (commercial, homebrew,
converted surplus) or whatever. I know of no rule against MODIFICATION
of equipment, even if that modification permits operation outside the
amateur bands. The rules properly speak to signal purity, staying
inside the assigned bands, etc., etc., but do NOT seem to prohibit
modifications of factory-built equipment. (In fact, I could probably
make an argument that the FCC rules ENCOURAGE tinkering and
experimentation of this sort!)

However I note the FCC has required at least one licensed ham, Michael
V. Swift, KG6QOB, to restore a rig to "original manufacturer's
specifications".

("You are directed to have the transceiver returned to the original
manufacturer's specifications by reinstalling the jumper wire which
the cutting or removal of permits operation outside the amateur bands.
The jumper wire must be repaired or installed, and encapsulated with
epoxy or similar material to preclude future modification. After the
repair is completed you are directed to bring the transceiver to this
office so that the repair can be confirmed and related technical
measurements can be made.

You have until July 7, 2003 to respond to this inquiry and to provide
the repaired transceiver for inspection.")

While I understand the reason for the action (malicious interference
and false distress signals on marine frequencies), it strikes me that
this particular remedy is not supported by the law, and might set a
precedent for de facto "type acceptance" in the Amateur Radio service.

What say, ye lawyerly types?


Well, I'm no lawyer, but here goes.

Check QRZ.com - the not-too-swift Mr. Swift is a raw newbie. His
Technician license is dated May 1, and the violations cited are for
May 15. Couldn't keep his nose clean for two weeks.

Sounds like The Commission decided to go a easy because he's a newbie,
and to save themselves a lot of work. We have almost no info on this
person - young, old, rich, poor, whatever. Maybe there was a plea
bargain, such as 'fix the radio so it won't go out of band and we'll
let you keep the radio and your license.' Maybe it wasn't his radio,
but on loan from someone else.

Or maybe he's an engineer working on Broadband over Power
Lines......;-)

There are precedents for all kinds of things if the licensee and FCC
'voluntarily' agree to them. For example, some time back a ham under
investigation for interference had his license (General, as I recall)
'modified' by FCC so that he was only allowed to operate on HF CW! I
think this compromise was worked out because it would be a lot easier
for the FCC than the full revocation/nonrenewal game. Plus the guy had
never committed any violations while using CW. (Yes, he did use the
mode!)

Of course most of the above is speculation as to FCC's actions.

--

As far as I'm concerned, false distress calls should not be treated
lightly. If it were up to me, and the charges could be proved, the
person(s) responsible would have no license, no radios, and much
thinner wallets. But it's not up to me.

73 de Jim, N2EY

Brian Kelly July 15th 03 12:24 AM

(K0HB) wrote in message . com...
I was under the impression (apparently mistaken?) that a licensed
amateur could possess any sort of equipment (commercial, homebrew,
converted surplus) or whatever. I know of no rule against MODIFICATION
of equipment, even if that modification permits operation outside the
amateur bands. The rules properly speak to signal purity, staying
inside the assigned bands, etc., etc., but do NOT seem to prohibit
modifications of factory-built equipment. (In fact, I could probably
make an argument that the FCC rules ENCOURAGE tinkering and
experimentation of this sort!)

However I note the FCC has required at least one licensed ham, Michael
V. Swift, KG6QOB, to restore a rig to "original manufacturer's
specifications".

("You are directed to have the transceiver returned to the original
manufacturer's specifications by reinstalling the jumper wire which
the cutting or removal of permits operation outside the amateur bands.
The jumper wire must be repaired or installed, and encapsulated with
epoxy or similar material to preclude future modification. After the
repair is completed you are directed to bring the transceiver to this
office so that the repair can be confirmed and related technical
measurements can be made.

You have until July 7, 2003 to respond to this inquiry and to provide
the repaired transceiver for inspection.")

While I understand the reason for the action (malicious interference
and false distress signals on marine frequencies), it strikes me that
this particular remedy is not supported by the law, and might set a
precedent for de facto "type acceptance" in the Amateur Radio service.


Riley cut the dweeb a break. Cops have that option. Riley could have
really lowered the boom on the guy, the perp would have to be out of
his gourd if he didn't jump on his soddering arn and epoxy, serve his
"sentence" and walk. The whole thing however is goofy as hell and
prolly sets some kinda record for plea bargains gone whacky. Maybe
Riley needs a vacation.


What say, ye lawyerly types?



73, de Hans, K0HB


w3rv

Dee D. Flint July 15th 03 01:05 AM


"Brian Kelly" wrote in message
om...
(K0HB) wrote in message

. com...
I was under the impression (apparently mistaken?) that a licensed
amateur could possess any sort of equipment (commercial, homebrew,
converted surplus) or whatever. I know of no rule against MODIFICATION
of equipment, even if that modification permits operation outside the
amateur bands. The rules properly speak to signal purity, staying
inside the assigned bands, etc., etc., but do NOT seem to prohibit
modifications of factory-built equipment. (In fact, I could probably
make an argument that the FCC rules ENCOURAGE tinkering and
experimentation of this sort!)

However I note the FCC has required at least one licensed ham, Michael
V. Swift, KG6QOB, to restore a rig to "original manufacturer's
specifications".

("You are directed to have the transceiver returned to the original
manufacturer's specifications by reinstalling the jumper wire which
the cutting or removal of permits operation outside the amateur bands.
The jumper wire must be repaired or installed, and encapsulated with
epoxy or similar material to preclude future modification. After the
repair is completed you are directed to bring the transceiver to this
office so that the repair can be confirmed and related technical
measurements can be made.

You have until July 7, 2003 to respond to this inquiry and to provide
the repaired transceiver for inspection.")

While I understand the reason for the action (malicious interference
and false distress signals on marine frequencies), it strikes me that
this particular remedy is not supported by the law, and might set a
precedent for de facto "type acceptance" in the Amateur Radio service.


Riley cut the dweeb a break. Cops have that option. Riley could have
really lowered the boom on the guy, the perp would have to be out of
his gourd if he didn't jump on his soddering arn and epoxy, serve his
"sentence" and walk. The whole thing however is goofy as hell and
prolly sets some kinda record for plea bargains gone whacky. Maybe
Riley needs a vacation.


What say, ye lawyerly types?



73, de Hans, K0HB


w3rv


Remember also that according to the FCC rules, the FCC has the authority to
modify the operator/station license in just about anyway they see fit.
Making him return the radio to manufacturer's spec might fall under that
authority.

Dee D. Flint, N8UZE


Kim W5TIT July 15th 03 03:16 AM

"K0HB" wrote in message
om...
I was under the impression (apparently mistaken?) that a licensed
amateur could possess any sort of equipment (commercial, homebrew,
converted surplus) or whatever. I know of no rule against MODIFICATION
of equipment, even if that modification permits operation outside the
amateur bands. The rules properly speak to signal purity, staying
inside the assigned bands, etc., etc., but do NOT seem to prohibit
modifications of factory-built equipment. (In fact, I could probably
make an argument that the FCC rules ENCOURAGE tinkering and
experimentation of this sort!)

However I note the FCC has required at least one licensed ham, Michael
V. Swift, KG6QOB, to restore a rig to "original manufacturer's
specifications".

("You are directed to have the transceiver returned to the original
manufacturer's specifications by reinstalling the jumper wire which
the cutting or removal of permits operation outside the amateur bands.
The jumper wire must be repaired or installed, and encapsulated with
epoxy or similar material to preclude future modification. After the
repair is completed you are directed to bring the transceiver to this
office so that the repair can be confirmed and related technical
measurements can be made.

You have until July 7, 2003 to respond to this inquiry and to provide
the repaired transceiver for inspection.")

While I understand the reason for the action (malicious interference
and false distress signals on marine frequencies), it strikes me that
this particular remedy is not supported by the law, and might set a
precedent for de facto "type acceptance" in the Amateur Radio service.

What say, ye lawyerly types?

73, de Hans, K0HB


I am not a lawyerly type (dang that's hard to even spell let alone sound
out), but:

It is my understanding that even amateur operators must have equipment that
is "Type Accepted" by the FCC. Now, not all that sure what that means, as
when one buys new equipment it isn't a concern. BUT, I do know that I've
heard discussions on the air whereby it is said to be illegal to own
"illegal" radios (those CBs that can transmit outside the legal limits of CB
radio) and "foot warmers" (those that have been modified to be able to work
outside the ham bands...like, one that was originally for 10M that now works
well in the CB range, etc.).

Kim W5TIT



Robert Casey July 15th 03 04:45 AM

Kim W5TIT wrote:

"K0HB" wrote in message
. com...


I was under the impression (apparently mistaken?) that a licensed
amateur could possess any sort of equipment (commercial, homebrew,
converted surplus) or whatever. I know of no rule against MODIFICATION
of equipment, even if that modification permits operation outside the
amateur bands. The rules properly speak to signal purity, staying
inside the assigned bands, etc., etc., but do NOT seem to prohibit
modifications of factory-built equipment. (In fact, I could probably
make an argument that the FCC rules ENCOURAGE tinkering and
experimentation of this sort!)

However I note the FCC has required at least one licensed ham, Michael
V. Swift, KG6QOB, to restore a rig to "original manufacturer's
specifications".

("You are directed to have the transceiver returned to the original
manufacturer's specifications by reinstalling the jumper wire which
the cutting or removal of permits operation outside the amateur bands.
The jumper wire must be repaired or installed, and encapsulated with
epoxy or similar material to preclude future modification. After the
repair is completed you are directed to bring the transceiver to this
office so that the repair can be confirmed and related technical
measurements can be made.

You have until July 7, 2003 to respond to this inquiry and to provide
the repaired transceiver for inspection.")

While I understand the reason for the action (malicious interference
and false distress signals on marine frequencies), it strikes me that
this particular remedy is not supported by the law, and might set a
precedent for de facto "type acceptance" in the Amateur Radio service.

What say, ye lawyerly types?

73, de Hans, K0HB



I am not a lawyerly type (dang that's hard to even spell let alone sound
out), but:

It is my understanding that even amateur operators must have equipment that
is "Type Accepted" by the FCC. Now, not all that sure what that means, as
when one buys new equipment it isn't a concern. BUT, I do know that I've
heard discussions on the air whereby it is said to be illegal to own
"illegal" radios (those CBs that can transmit outside the legal limits of CB
radio) and "foot warmers" (those that have been modified to be able to work
outside the ham bands...like, one that was originally for 10M that now works
well in the CB range, etc.).

Kim W5TIT




As I understamd it, hams may modify for their own use radio equipment
and use it
on any ham band their license is good for. Even modify a CB radio to
work in
the ten meter band. Or modify a linear to operate in ten meters. But
no more
than 5 copies of any particular model in a year. That modified CB could
operate
outside of a ham band, but it's up to us to not do that. Supposidly we know
enough (having passed written exams when applying for a ham license) to know
what frequency and mode we are on and using, and where such are permitted
for hams to use. Thus the FCC lets us use non type accepted (or
whatever they
call it nowadays) or modified radios. CBers, fire and police depts,
marine users,
cell phones, FRS and such users didn't take any exams on radio before being
allowed to use these type accepted radios.

Also heard that the big manufacturers who make more than 5 copies of the
same
model need type acceptance from the FCC.



JJ July 15th 03 05:44 AM



K0HB wrote:
(Steve Robeson, K4CAP) wrote


Obviously not a lawyer, but my read on this was that the FCC is
giving him a chance to keep his radios, avoid the nasty fine that
COULD have gone along with this, and sends a very loud signal to
anyone else so inclined to not abuse the privilege.



My concern is NOT with the severity of his penalty (I think it was
pathetically lenient) but with the chilling effect it could have on
tinkering and experimenting by amateurs who apparently must now fear
that FCC can require them to put their equipment back into
factory-fresh configuration.

I don't have a single peice of equipment which I have not "improved"
from it's original schematic. Frankly, I thought the FCC encouraged
such experimentation. This incident suggests just the opposite and
I'm surprised that ARRL isn't screaming bloody murder.


And as long as you are using that "improved" equipment in a legal
manner, you will have nothing to worry about. How is someone going
to put their homebrew equipment back into factory-fresh configuration?


JJ July 15th 03 06:00 AM



Keith wrote:
On Tue, 15 Jul 2003 05:07:29 GMT, "Phil Kane"
wrote:


As I said, I don't know the whole story nor at which office it
happened.



He was caught by the FCC sending false distress signals on 156.8 and another
marine frequency from his backyard. I wish they would just start throwing these
morons in front of a jury. I don't think a jury will have much sympathy for the
f*cking idiots.


Absolutely, idiots who do something like this obviously lack the
ability to think of the consequences of such stupidly. Some years
ago I was involved with an SOS on 15 meters. The station sending
the distress call claimed to be in a boat with several people on
board and was sinking. The signal was weak and the station was
sending pretty crappy hard to copy CW and repeated request for his
location resulted in uncopyable CW. Stations, using their beam
antennas, determined it was coming from somewhere in the
northwest. The Coast Guard got into the act and came up on the
frequency and before it was all over there was a Canadian Coast
Guard cutter and a U.S. Coast Guard aircraft on the way to search
off the Washington/Oregon coast. They searched all night and the
next day I received a phone call from the Coast Guard that they
decided it must be a hoax.
Too bad it could not have been determined who the idiot was, he
should still be in prison.


Phil Kane July 15th 03 06:07 AM

On 14 Jul 2003 14:44:08 -0700, N2EY wrote:

As far as I'm concerned, false distress calls should not be treated
lightly. If it were up to me, and the charges could be proved, the
person(s) responsible would have no license, no radios, and much
thinner wallets. But it's not up to me.


The USCG or the FAA/CAP, depending on who goes out to "rescue" same,
now sends a bill for the cost of the operation. The FCC does levy a
maximum-limit forfeiture for false distress.

But the bottom line is that it's up to the Justice Department to
collect, and they are always overloaded, or so they say.

--
73 de K2ASP - Phil Kane



Phil Kane July 15th 03 06:07 AM

On Mon, 14 Jul 2003 21:16:27 -0500, Kim W5TIT wrote:

It is my understanding that even amateur operators must have equipment that
is "Type Accepted" by the FCC.


You are greatly in error, Kim.

BUT, I do know that I've
heard discussions on the air whereby it is said to be illegal to own
"illegal" radios (those CBs that can transmit outside the legal limits of CB
radio) and "foot warmers" (those that have been modified to be able to work
outside the ham bands...like, one that was originally for 10M that now works
well in the CB range, etc.).


I wish that that was so, but it is not. It is a violation to use
such equipment, and use is presumed as a matter of law when there is
possession coupled with extrinsic evidence of contemporary violation
of the type that would result from use of the device, but mere
possession is not a violation (barring other factors).

--
73 de K2ASP - Phil Kane



Jim Weir July 15th 03 05:14 PM

Would you be so kind as to either (a) repost it here or (b) give me a title and
a probable group to google or deja it?

Jim


"Phil Kane"
shared these priceless pearls of wisdom:

- Also note that I used the term "type certified". "Type acceptance"
- is no longer an FCC procedure - I think that I posted a tutorial on
- this a short while ago (perhaps in another group).

Jim Weir, VP Eng. RST Eng. WX6RST
A&P, CFI, and other good alphabet soup

Len Over 21 July 15th 03 08:48 PM

In article ,
(K0HB) writes:

I don't have a single peice of equipment which I have not "improved"
from it's original schematic. Frankly, I thought the FCC encouraged
such experimentation. This incident suggests just the opposite and
I'm surprised that ARRL isn't screaming bloody murder.


ARRL knows what is best for the US ARS.

Or was it K0HB that knows what is best for the US ARS?

Does the FCC "encourage such experimentation?" I don't think so.
I read Part 97 as giving radio amateurs the option of doing so. Can't
find any brochures or pamplets from the FCC ramping up the joys of
experimentation at all. Maybe that was "Electric Radio?"

LHA

Dee D. Flint July 15th 03 11:35 PM


"K0HB" wrote in message
om...
(Steve Robeson, K4CAP) wrote


Obviously not a lawyer, but my read on this was that the FCC is
giving him a chance to keep his radios, avoid the nasty fine that
COULD have gone along with this, and sends a very loud signal to
anyone else so inclined to not abuse the privilege.


My concern is NOT with the severity of his penalty (I think it was
pathetically lenient) but with the chilling effect it could have on
tinkering and experimenting by amateurs who apparently must now fear
that FCC can require them to put their equipment back into
factory-fresh configuration.


I do not think it will have any effect on tinkering or experimenting. The
reason that he was ordered to do this was because after the mod, he
deliberately violated the regulations governing the amateur radio service by
transmitting out of band etc.


I don't have a single peice of equipment which I have not "improved"
from it's original schematic. Frankly, I thought the FCC encouraged
such experimentation. This incident suggests just the opposite and
I'm surprised that ARRL isn't screaming bloody murder.


Yes the FCC and ARRL do encourage this experimentation. But remember that
the offender was committing some rather serious violations of the
regulations. The FCC can modify the operator/station license in almost
anyway they see fit when someone has committed such violations. The ARRL
would have no reason to scream bloody murder about the guy's penalty.


Dee D. Flint, N8UZE


Brian Kelly July 16th 03 01:42 AM

"Phil Kane" wrote in message t.net...

Another scenario is that this transceiver includes an FCC type
certified receiver, and even though there may not be any out-of-band
operation, the use of a non-certified receiver when one is required
to be certified is a separate violation. There is a procedure for
one-of-a-kind amateur equipment self-certification, but if it is
a commercial piece of gear that is required to be certified, it must
be a mod approved ny the manufacturer.


Wait a minnit here, I sense a hidden bag of worms. You did a nice job
with explaining the type acceptance and type certification
complexities a short time ago.

You explained that type certifcation of ham xcvrs is based on rcvr
spurious emissions supression requirements. All well and good so far.
Maybe I missed it but I did not pick up on they fact that hams can't
mod their rcvrs unless the mod designs are factory approved. This is
news to me and raises a flag.

We all know that rcvr mods are and have been routine ever since Hector
was a pup. There are innumerable websites stuffed with how-to-do-it
instructions for making all sorts of rcvr mods and there are mod kits
for sale for just about every ham HF xcvr out there today. I seriously
doubt that Yeasu for instance puts any assets into "approving" Joe
Slobotnik's latest circuit mod for boosting the performace of say
FT-1000MPs in some way. Nor have I ever seen any warnings in the
websites which refer to the consequences of ham-developed mods beyond
the usual possiblity of voiding manufacturer's warranties if one
futzes with the innards with a soldering iron.

Are you saying that if I install any of these types of mods in my
Yaesu xcvr I'm in violation?? If yes then we have one *helluva* lotta
violators roaming the bands, thousands of us.

w3rv

Larry Roll K3LT July 16th 03 03:51 AM

In article , "Phil Kane"
writes:

It is my understanding that even amateur operators must have equipment that
is "Type Accepted" by the FCC.


You are greatly in error, Kim.


Situation normal, Phil -- Situation normal!

73 de Larry, K3LT


Larry Roll K3LT July 16th 03 03:51 AM

In article ,
(K0HB) writes:

My concern is NOT with the severity of his penalty (I think it was
pathetically lenient) but with the chilling effect it could have on
tinkering and experimenting by amateurs who apparently must now fear
that FCC can require them to put their equipment back into
factory-fresh configuration.

I don't have a single peice of equipment which I have not "improved"
from it's original schematic. Frankly, I thought the FCC encouraged
such experimentation. This incident suggests just the opposite and
I'm surprised that ARRL isn't screaming bloody murder.


Hansl:

I have no problem with the penalty imposed. If Mr. Swift complies, in
the allotted time frame, he obviously would show that he is genuinely
interested in keeping his license by complying with the regulations.
I'm also sure that his visit to the FCC Field Office will include a
thorough reading of the Riot Act, not to mention the Communications
Act 1934. From that point on, if he re-offends, he's toast.

Requiring Mr. Swift to re-connect and encapsulate his jumper doesn't
bother me one little bit. This never would have happened if he wasn't
stupid enough to actually transmit on a Marine frequency with non-
type accepted equipment -- and make false distress calls, to boot.
He obviously got caught on his first offense, and for a first offender,
this "punishment" is appropriate and adequate. BTW, I'm only
assuming that the distress call did not initiate an expensive SAR
response by the Coast Guard. Were that so, I'd also be handing
him the bill for the costs involved, but that would be a DOT/Coast
Guard action, not the FCC.

73 de Larry, K3LT


N2EY July 16th 03 01:22 PM

In article ,
(K0HB) writes:

(Steve Robeson, K4CAP) wrote


Obviously not a lawyer, but my read on this was that the FCC is
giving him a chance to keep his radios, avoid the nasty fine that
COULD have gone along with this, and sends a very loud signal to
anyone else so inclined to not abuse the privilege.


My concern is NOT with the severity of his penalty (I think it was
pathetically lenient) but with the chilling effect it could have on
tinkering and experimenting by amateurs who apparently must now fear
that FCC can require them to put their equipment back into
factory-fresh configuration.


Hans,

Step back a minute and look at what this newbie actually did.

He allegedly cut a wire in a manufactured piece of amateur equipment so that he
could *illegally* transmit on frequencies he was *not* authorized to use.

I don't have a single peice of equipment which I have not "improved"
from it's original schematic.


Neither do I. However, neither have I modified any equipment so that I could
*illegally* transmit on frequencies I am *not* authorized to use.

Frankly, I thought the FCC encouraged
such experimentation.


Not when the end result is *illegal* transmission on frequencies the "tinkerer"
is *not* authorized to use.

And to make it all that much worse, he transmits false distress calls on a
marine freq.

This incident suggests just the opposite and
I'm surprised that ARRL isn't screaming bloody murder.


I'm glad the ARRL is keeping quiet. This guy gives ham radio a black eye. You
wanna defend his "right" to modify his rig to a bunch of emergency personnel
who scrambled to answer the phony distress calls?

I do NOT want one cent of my dues, or one second of ARRL personnel's time,
spent defending the modification of amateur equipment for *illegal*
transmission on frequencies hams are *not* authorized to use.

73 de Jim, N2EY

Carl R. Stevenson July 16th 03 02:50 PM

I agree with Jim 100% on this one ...

Carl - wk3c

"N2EY" wrote in message
...
In article ,


(K0HB) writes:

(Steve Robeson, K4CAP) wrote


Obviously not a lawyer, but my read on this was that the FCC is
giving him a chance to keep his radios, avoid the nasty fine that
COULD have gone along with this, and sends a very loud signal to
anyone else so inclined to not abuse the privilege.


My concern is NOT with the severity of his penalty (I think it was
pathetically lenient) but with the chilling effect it could have on
tinkering and experimenting by amateurs who apparently must now fear
that FCC can require them to put their equipment back into
factory-fresh configuration.


Hans,

Step back a minute and look at what this newbie actually did.

He allegedly cut a wire in a manufactured piece of amateur equipment so

that he
could *illegally* transmit on frequencies he was *not* authorized to use.

I don't have a single peice of equipment which I have not "improved"
from it's original schematic.


Neither do I. However, neither have I modified any equipment so that I

could
*illegally* transmit on frequencies I am *not* authorized to use.

Frankly, I thought the FCC encouraged
such experimentation.


Not when the end result is *illegal* transmission on frequencies the

"tinkerer"
is *not* authorized to use.

And to make it all that much worse, he transmits false distress calls on a
marine freq.

This incident suggests just the opposite and
I'm surprised that ARRL isn't screaming bloody murder.


I'm glad the ARRL is keeping quiet. This guy gives ham radio a black eye.

You
wanna defend his "right" to modify his rig to a bunch of emergency

personnel
who scrambled to answer the phony distress calls?

I do NOT want one cent of my dues, or one second of ARRL personnel's time,
spent defending the modification of amateur equipment for *illegal*
transmission on frequencies hams are *not* authorized to use.

73 de Jim, N2EY



Scott Unit 69 July 16th 03 05:45 PM

I agree with Jim 100% on this one ...

Me, too. He should have been hung by his 'nads.

Dave Heil July 16th 03 08:54 PM

Len Over 21 wrote:

In article ,
(K0HB) writes:

I don't have a single peice of equipment which I have not "improved"
from it's original schematic. Frankly, I thought the FCC encouraged
such experimentation. This incident suggests just the opposite and
I'm surprised that ARRL isn't screaming bloody murder.


ARRL knows what is best for the US ARS.

Or was it K0HB that knows what is best for the US ARS?

Does the FCC "encourage such experimentation?" I don't think so.
I read Part 97 as giving radio amateurs the option of doing so. Can't
find any brochures or pamplets from the FCC ramping up the joys of
experimentation at all. Maybe that was "Electric Radio?"


It might be that the ARRL knows what is best for amateur radio.
There's a good chance that Hans knows what is best for amateur radio.
I don't know of a soul who believes that you know what is best for
amateur radio. You aren't involved in any capacity.

The FCC rules giving the option to modify equipment certainly lends
itself to the view that the Commission does not discourage such action.
Your interpretation may differ but it really doesn't matter.

Dave K8MN

N2EY July 16th 03 09:55 PM

I agree with Carl 100% on this one.

73 de Jim, N2EY

"Carl R. Stevenson" wrote in message ...
"K0HB" wrote in message
om...
(Steve Robeson, K4CAP) wrote


Obviously not a lawyer, but my read on this was that the FCC is
giving him a chance to keep his radios, avoid the nasty fine that
COULD have gone along with this, and sends a very loud signal to
anyone else so inclined to not abuse the privilege.


My concern is NOT with the severity of his penalty (I think it was
pathetically lenient) but with the chilling effect it could have on
tinkering and experimenting by amateurs who apparently must now fear
that FCC can require them to put their equipment back into
factory-fresh configuration.

I don't have a single peice of equipment which I have not "improved"
from it's original schematic. Frankly, I thought the FCC encouraged
such experimentation. This incident suggests just the opposite and
I'm surprised that ARRL isn't screaming bloody murder.

73, de Hans, K0HB


Hans, et al,

I seriously doubt that the FCC intends to discourage experimentation
and improvement of our rigs (whether home-built or store-bought).

IMHO, there is a big difference between modifying your rig to improve
it and "opening it up" to transmit out of band *for the purpose of using
it to create interference to other services where equipment must be
type accepted*.

It seems that, in this case, that is exactly what the individual in question
did, so I personally think that the FCC action requiring him to undo
the mods, that were done with the apparent purpose of enabling illegal
operation, is not inappropriate.

However, I also agree with your view that, as a sole remedy, this action
was pathetically lenient.

Carl - wk3c


N2EY July 17th 03 01:22 AM

In article ,
(Brian Kelly) writes:

Are you saying that if I install any of these types of mods in my
Yaesu xcvr I'm in violation??


Sure - if the mod causes the xcvr to exceed FCC allowable limits as described
in Part 15.

73 de Jim, N2EY



N2EY July 17th 03 01:22 AM

In article , Scott Unit 69
writes:

I agree with Jim 100% on this one ...


Me, too. He should have been hung by his 'nads.


I don't think even Riley has that authority...;-(

One interesting thing about that case is what we don't know. For example, we
don't know hold old Swift is, or whether the rescue agencies were fooled or
not, whether he suffers from some sort of problem besides ignorance of the
rules, lack of common sense and extreme stupidity.

Would be good to know the whole story. Usually there's more to these things
than is apparent at first. Take the case of the ham who called for help on a
police freq with his modded HT and wound up surrendering the thing. It was
demonstrated that he could have hit at least two repeaters and dialed 911 via
autopatch from the site where he called the police on *their* frequency.

73 de Jim, N2EY

Brian July 17th 03 05:22 AM

Dave Heil wrote in message ...
Len Over 21 wrote:

In article ,
(K0HB) writes:

I don't have a single peice of equipment which I have not "improved"
from it's original schematic. Frankly, I thought the FCC encouraged
such experimentation. This incident suggests just the opposite and
I'm surprised that ARRL isn't screaming bloody murder.


ARRL knows what is best for the US ARS.

Or was it K0HB that knows what is best for the US ARS?

Does the FCC "encourage such experimentation?" I don't think so.
I read Part 97 as giving radio amateurs the option of doing so. Can't
find any brochures or pamplets from the FCC ramping up the joys of
experimentation at all. Maybe that was "Electric Radio?"


It might be that the ARRL knows what is best for amateur radio.
There's a good chance that Hans knows what is best for amateur radio.
I don't know of a soul who believes that you know what is best for
amateur radio. You aren't involved in any capacity.

The FCC rules giving the option to modify equipment certainly lends
itself to the view that the Commission does not discourage such action.
Your interpretation may differ but it really doesn't matter.

Dave K8MN


Perhaps Len should just go work some out of band Frenchmen and be done with it!

Then he would have a claim to validity (and greatness)!!!

By the way, Dave, was that SSB or CW?

Phil Kane July 17th 03 07:39 PM

On Tue, 15 Jul 2003 08:33:46 -0700, Keith wrote:

As I said, I don't know the whole story nor at which office it
happened.


He was caught by the FCC sending false distress signals on 156.8 and
another marine frequency from his backyard. I wish they would just
start throwing these morons in front of a jury. I don't think a jury
will have much sympathy for the f*cking idiots.


Thanks for posting the letter with the details, Keith.

Interesting to note that this was "my" former office, and I can
picture the two agents involved (and their wives and kids) and now
that I have read the letter, I can offer some more comments.

This unlicensed operation took place on a frequency not in or
adjacent to any amateur band, and as such, Riley Hollingsworth is
not involved. It's strictly a District Office project. The fact
that he has an amateur license has no bearing on his culpability at
this point. In fact, the law prohibits the FCC from going after his
license for failure to pay a monetary penalty unless the matter has
been litigated to a final judgment in an evidentiary proceeding
either before an Administrative Law Judge or within the Federal court
system.

If after the unlicensed operation matter is settled, the Bureau
determines that he does not possess the moral character to remain a
licensee, they must institute formal proceedings to revoke his
station license and suspend his operating privileges for the
remander of the term. This starts the circus all over again.

From the letter, "restoration of the equipment" appears to be only
the first step in the enforcement process. Based on what's going to
happen next, my guess is that they did not want to accept the
voluntary surrender of the equipment as a "plea bargain" for
deferring further action, but could not let him continue to have the
means to create further intentional violations.

The letter requires him to make certain statements about
how, why, and what. There's no "Fifth Amendment" rock to hide
under in an administrative proceeding.

After he replies, my best guess is that the office will issue a
Notice of Apparent Liability for a substantial amount. Then, the
bargaining can begin as to whether he is capable of paying such an
amount - ability to pay is one of the factors that the law requires
the issuing officer to consider when finalizing the forfeiture
amount. It appears that they have enough evidence to proceed even
if he denies everything or refuses to answer.

It's up to the USCG to get the U S Attorney to file charges if the
issue of false distress is to be pursued criminally. If so, I hope
that the U S Attorney's Office (Northern District of California)
will also move on the "Mervin" case that the FCC and the USCG
brought her ten years ago for doing the same thing. Speedy they are
not. Both the USCG investigator and I have retired in the
meanwhile.....

It will be interesting to see how this case proceeds.

--
73 de K2ASP - Phil Kane

From a Clearing in the Silicon Forest
Beaverton (Washington County) Oregon



Phil Kane July 17th 03 07:39 PM

On 15 Jul 2003 17:42:38 -0700, Brian Kelly wrote:

Are you saying that if I install any of these types of mods in my
Yaesu xcvr I'm in violation?? If yes then we have one *helluva* lotta
violators roaming the bands, thousands of us.


Only if the receiver section is of a type that is required to be
type-certified. In general, that's for VHF and above receivers.

Installing such a mod in a type-certified receiver voids the type
certification, which raises two separate issues.

(1) The receiver (or transceiver) can no longer be conveyed to
another party (sold, given, shipped, all the good words in Section
302(b) of the Comm Act) unless the manufacturer recertifies the
receiver with the mod (i.e. approved the mod and stated that with
the mod the receiver still meets seignal leakage specs).

(2) if the mod causes harmful interference to another licensed
station ("freebanders" are fair game but I never said that) then
you would be liable for using same.

Yeah, I know it's weird - put a preamp inside the VHF receiver and it
busts the type certification. Put it in a box with a transistor
battery and hook it to the receiver antenna terminal with a wire and
it doesn't. I never said that the equipment certification rules
were logical, only that they are "the rules".

Whatever worm is left in the can - put it on a hook and catch me a
trout.

--
73 de K2ASP - Phil Kane



Phil Kane July 17th 03 11:38 PM

On Tue, 15 Jul 2003 09:14:17 -0700, Jim Weir wrote:

Would you be so kind as to either (a) repost it here or (b) give me a
title and a probable group to google or deja it?


It was posted here on 6/22, but here it is again:

Looks to me like type acceptance is required. Or is there some other
flavor of FCC approval?


Yes there is. Type acceptance as we knew it is no longer in
existence. The equipment authorization processes are now
"certification" which requires submission to the FCC of test
measurements of compliance with applicable Rule sections
(essentially the same as type-acceptance was), "Declaration of
Conformity" which is the same as "certification" but the tests are
made by an authorized private-sector testing facility and not
submitted to the FCC, and "verification" which requires no
submission to the FCC but merely a statement by the manufacturer of
compliance with the limits set forth in Part 15 of the Rules.

See FCC Rules, Part 2 Subpart J.

--
73 de K2ASP - Phil Kane

From a Clearing in the Silicon Forest
Beaverton (Washington County) Oregon



Dave Heil July 18th 03 04:22 AM

Brian wrote:

Dave Heil wrote in message ...
Len Over 21 wrote:

In article ,
(K0HB) writes:

I don't have a single peice of equipment which I have not "improved"
from it's original schematic. Frankly, I thought the FCC encouraged
such experimentation. This incident suggests just the opposite and
I'm surprised that ARRL isn't screaming bloody murder.

ARRL knows what is best for the US ARS.

Or was it K0HB that knows what is best for the US ARS?

Does the FCC "encourage such experimentation?" I don't think so.
I read Part 97 as giving radio amateurs the option of doing so. Can't
find any brochures or pamplets from the FCC ramping up the joys of
experimentation at all. Maybe that was "Electric Radio?"


It might be that the ARRL knows what is best for amateur radio.
There's a good chance that Hans knows what is best for amateur radio.
I don't know of a soul who believes that you know what is best for
amateur radio. You aren't involved in any capacity.

The FCC rules giving the option to modify equipment certainly lends
itself to the view that the Commission does not discourage such action.
Your interpretation may differ but it really doesn't matter.



Perhaps Len should just go work some out of band Frenchmen and be done with it!


Len isn't authorized any operation on any band under Part 97. Len has
no license. If he operates without one or if he (fat chance) lowers
himself to obtaining a license and operates on frequencies outside those
allocated to him, he can be dealt with by the FCC.

Then he would have a claim to validity (and greatness)!!!


He has numerous claims.

By the way, Dave, was that SSB or CW?


Ask complete questions and you'll likely receive complete answers.

Dave K8MN

Brian July 18th 03 01:55 PM

Dave Heil wrote in message ...
Brian wrote:

By the way, Dave, was that SSB or CW?


Ask complete questions and you'll likely receive complete answers.

Dave K8MN


Likely not.

Brian Kelly July 18th 03 05:40 PM

"Phil Kane" wrote in message t.net...
On 15 Jul 2003 17:42:38 -0700, Brian Kelly wrote:

Are you saying that if I install any of these types of mods in my
Yaesu xcvr I'm in violation?? If yes then we have one *helluva* lotta
violators roaming the bands, thousands of us.


Only if the receiver section is of a type that is required to be
type-certified. In general, that's for VHF and above receivers.

Installing such a mod in a type-certified receiver voids the type
certification, which raises two separate issues.

(1) The receiver (or transceiver) can no longer be conveyed to
another party (sold, given, shipped, all the good words in Section
302(b) of the Comm Act) unless the manufacturer recertifies the
receiver with the mod (i.e. approved the mod and stated that with
the mod the receiver still meets seignal leakage specs).


Let me count the number of perps . .

(2) if the mod causes harmful interference to another licensed
station ("freebanders" are fair game but I never said that) then
you would be liable for using same.


Cash deal and what radio are you talking about? I never met the guy.

Yeah, I know it's weird - put a preamp inside the VHF receiver and it
busts the type certification. Put it in a box with a transistor
battery and hook it to the receiver antenna terminal with a wire and
it doesn't. I never said that the equipment certification rules
were logical, only that they are "the rules".


I oughta known . . confusion at the top does tend to propagate.


Whatever worm is left in the can - put it on a hook and catch me a
trout.


Last time I tried that all I caught was a tire and a week's worth of
bronchitis. Don't hold yer breath.

K0HB July 19th 03 12:35 AM

(N2EY) wrote

I agree with Carl 100% on this one.


I don't, and I don't agree with you either for that matter.

We all seem to agree that the guy ought to be nailed, and nailed HARD.

But under the heading of "unintended consequences", the notion of
requiring a ham to restore a radio to "factory spec" is first probably
outside the authority of the FCC. Even if it is within their
authority, it is a very troubling precedent to have lurking in
background. ARRL has gone to the mat with FCC on matters of far less
importance, but they seem to be looking the other way on this one.

73, Hans, K0HB

Dee D. Flint July 19th 03 03:37 AM


"K0HB" wrote in message
m...
(N2EY) wrote

I agree with Carl 100% on this one.


I don't, and I don't agree with you either for that matter.

We all seem to agree that the guy ought to be nailed, and nailed HARD.

But under the heading of "unintended consequences", the notion of
requiring a ham to restore a radio to "factory spec" is first probably
outside the authority of the FCC. Even if it is within their
authority, it is a very troubling precedent to have lurking in
background. ARRL has gone to the mat with FCC on matters of far less
importance, but they seem to be looking the other way on this one.

73, Hans, K0HB


No, I don't think it is outside of the FCC's authority. They have the power
to modify the station license and operator license in just about anyway they
see fit.

Dee D. Flint, N8UZE


Phil Kane July 19th 03 03:50 AM

On Sat, 19 Jul 2003 02:37:44 GMT, Dee D. Flint wrote:

No, I don't think it is outside of the FCC's authority. They have the power
to modify the station license and operator license in just about anyway they
see fit.


Get it straight, Dee. This bozo was not operating under the color
of any authorization (station or operator license or blanket rule
authority) and is being treated as such.

The fact that he holds an amateur license authorizing him to operate
on amateur frequencies is meaningless at this stage.

--
73 de K2ASP - Phil Kane



Dee D. Flint July 19th 03 04:11 AM


"Phil Kane" wrote in message
.net...
On Sat, 19 Jul 2003 02:37:44 GMT, Dee D. Flint wrote:

No, I don't think it is outside of the FCC's authority. They have the

power
to modify the station license and operator license in just about anyway

they
see fit.


Get it straight, Dee. This bozo was not operating under the color
of any authorization (station or operator license or blanket rule
authority) and is being treated as such.

The fact that he holds an amateur license authorizing him to operate
on amateur frequencies is meaningless at this stage.


True enough but they chose to take the approach of ordering him to return
the equipment to the unmodified state rather than simply just confiscating
it, which they could have done.

Dee D. Flint, N8UZE


[email protected] July 19th 03 10:06 AM

(K0HB) wrote:

I was under the impression (apparently mistaken?) that a licensed
amateur could possess any sort of equipment (commercial, homebrew,
converted surplus) or whatever.

[snip since other replies will have fullbody text]

Anyone transmitting false and malicious distress should not be a ham,
a cb'er, frs user nothing period. There is no need to modify
equipment back since this person should not ever have another radio
ever in his/hers hot little hands. Sorta like a child molester never
being allowed to work in a school.

Revert to type acceptance, what were they thinking?

73, wes, kc8spr


--
Reply to:
Whiskey Echo Sierra Sierra AT Gee Tee EYE EYE dot COM
Lycos address is a spam trap.

N2EY July 19th 03 05:21 PM

In article ,
(K0HB) writes:

(N2EY) wrote

I agree with Carl 100% on this one.


I don't, and I don't agree with you either for that matter.


OK, fine, Hans.

We all seem to agree that the guy ought to be nailed, and nailed HARD.


Yep.

But under the heading of "unintended consequences", the notion of
requiring a ham to restore a radio to "factory spec" is first probably
outside the authority of the FCC. Even if it is within their
authority, it is a very troubling precedent to have lurking in
background. ARRL has gone to the mat with FCC on matters of far less
importance, but they seem to be looking the other way on this one.


I see the requirement to return it to factory spec as a plea bargain from
outright confiscation/seizure and eventual destruction. I know FCC has done
those things in the past.

K2ASP sez the fact that the guy is a ham has no bearing on his marine-band
activities. I would point out to m'learned friends that when the accused
applied for the ham license and signed the papers, he agreed to abide by *all*
FCC regulations, not just those in Part 97.

I don't think modification of factory-made amateur equipment for illegal
purposes should be defended by the ARRL.

73 de Jim, N2EY




K0HB July 20th 03 04:11 AM

(N2EY) wrote


I don't think modification of factory-made amateur equipment for illegal
purposes should be defended by the ARRL.


Did I say the ARRL should defend the actions of this guy? Damn, Jim,
you were one of the last guys I'd expect to twist my words in such a
dishonest manner.

What I did say was ...

.... 1) that the guy got off way too easy,
.... 2) but that this particular FCC action smacks of a possible
precedent for denying hams (or certain classes of hams as in Canada)
the right to modify their equipment.

.... and K2ASP is excused for rising in defense of his ex-employer, but
he has taken the lawerly approach of not directly addressing my
question, instead raising a diversionary fog about "but the guy wasn't
acting as a ham". So I'll ask a rhetorical question which requires
only a "simple Yes or No"..... "Does FCC have the authority to
require hams to maintain factory built equipment in it's original
state?"

With all kind wishes,

de Hans, K0HB

N2EY July 20th 03 01:21 PM

In article ,
(K0HB) writes:

(N2EY) wrote


I don't think modification of factory-made amateur equipment for illegal
purposes should be defended by the ARRL.


Did I say the ARRL should defend the actions of this guy? Damn, Jim,
you were one of the last guys I'd expect to twist my words in such a
dishonest manner.


Earlier you said something about the ARRL raising a stink about the requirement
to unmodify. I thought you were still on that kick.

What I did say was ...

... 1) that the guy got off way too easy,
... 2) but that this particular FCC action smacks of a possible
precedent for denying hams (or certain classes of hams as in Canada)
the right to modify their equipment.


So what should the ARRL be doing? Should they be saying "He did a bad thing but
you should not make him restore the rig to factory condition"?

AFAIK, there is NO LEGAL USE for the expanded transmit coverage provided by the
modification. Modification for illegal purposes isn't what the ARS is about.

... and K2ASP is excused for rising in defense of his ex-employer, but
he has taken the lawerly approach of not directly addressing my
question, instead raising a diversionary fog about "but the guy wasn't
acting as a ham". So I'll ask a rhetorical question which requires
only a "simple Yes or No"..... "Does FCC have the authority to
require hams to maintain factory built equipment in it's original
state?"


I say "Yes" if the owner of said equipment has demonstrated that he/she cannot
be trusted to perform modifications in a responsible manner.

I say the right to modify equipment carries with it the responsibility to do so
in accordance with FCC rules and regs.

Thought experiment: Ham buys a Heath SB-220/1 amplifier. Ham modifies same to
cover 30 meters and proceeds to use it there, at a power level far above that
authorized. FCC finds out. Does FCC have the power to make ham un-modify it? Or
is their only possible action seizure/confiscation and destruction?

73 de Jim, N2EY




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