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August 15, 2003
Mr. Randi W. Owen 902 W Veterans Street Tomah, WI 54660 Amateur license N9UOM Application for Renewal; Non-Certified Radio Equipment Marketing Case #2002-312 I was just wondering--hasn't this guy been cited before. No biggie, just curious. Jerry Dear Mr. Owen: Your application for renewal of your Amateur Radio license, filed July 14, 2003, has been forwarded to this office for review. On June 18, 2002 the Commission notified you that it appeared, based on Internet Web site www.tomah.com/n9uom/magnum.htm that through Roper Electronics you are marketing non-certified CB transceivers (such as the Connex model 3900) and non-certified HF linear amplifiers in violation of the Communications Act of 1934, as amended, and Commission rules. Information before the Commission indicates that you are the owner of Roper Electronics. The June 2002 letter advised you that Section 302(b) of the Communications Act provides that "[n]o person shall manufacture, sell, import, offer for sale or ship devices or home electronic equipment and systems, or use devices, which fail to comply with regulations promulgated pursuant to this section". Section 2.803(a)(1) of the rules provides that "...no person shall sell or lease, or offer for sale or lease (including advertising for sale or lease), or import, ship or distribute for the purpose of selling or leasing or offering for sale or lease, any radio frequency device unless: (1) In the case of a device subject to certification, such device has been authorized by the Commission in accordance with the rules in this chapter and is properly identified and labeled..." We requested information regarding the marketing of such devices from you pursuant to Section 308(b) of the Communications Act of 1934, as amended, and advised you that violations of the Communications Act or the Commission's rules may subject you to monetary forfeiture of up to $11,000 for each such violation or each day of continuing violation, seizure of equipment through in rem forfeiture action, and criminal sanctions including imprisonment. Finally, the June letter notified you that the Commission may refer for criminal prosecution any violation of its equipment certification prohibitions; and it will initiate enforcement action against your Amateur license, including revocation and suspension as well as monetary forfeiture. Your response to that letter was unspecific as to what actions you were taking to make certain that you were in compliance with our marketing rules. In order to determine what action to take on your application, we need more information regarding the types of equipment you may be marketing and the certification numbers of any devices required to be certified. In accordance with Section 308(b) of the Communications Act, you are requested to furnish this information within 20 days. Failure to respond will result in the dismissal of your application. We are required to advise you that a willfully false or misleading response to a letter of this type has been made punishable by Congress. CC: FCC Northeast Regional Director |
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